Holding(s) in Company
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||||
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:ii |
AstraZeneca plc | ||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||
An acquisition or disposal of voting rights | X | ||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||
An event changing the breakdown of voting rights | |||||
Other (please specify): | |||||
3. Full name of person(s) subject to the notification obligation: iii |
The Capital Group Companies, Inc. | ||||
4. Full name of shareholder(s) (if different from 3.):iv |
See Schedule A | ||||
5. Date of the transaction and date on which the threshold is crossed or reached: v |
1 June 2015 | ||||
6. Date on which issuer notified: | 2 June 2015 | ||||
7. Threshold(s) that is/are crossed or reached: vi, vii |
Below 3% | ||||
8. Notified details: | ||||||||||||||||
A: Voting rights attached to shares viii, ix | ||||||||||||||||
Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction | ||||||||||||||
Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights x | ||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||
Ordinary Shares(ISIN: GB0009895292) | 31,704,772 | 31,704,772 | 30,437,552 | 2.4088% | ||||||||||||
ADRs (ISIN: US0463531089) | 7,433,161 | 7,433,161 | 7,435,104 | 0.5884% | ||||||||||||
B: Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financial instrument |
Expiration date xiii |
Exercise/ Conversion Period xiv |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financial instrument |
Exercise price | Expiration date xvii | Exercise/ Conversion period xviii |
Number of voting rights instrument refers to | % of voting rights xix, xx | |||||||||||
Nominal | Delta | |||||||||||||||
Total (A+B+C) | ||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||
37,872,656 | 2.9972% | |||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi |
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See Schedule A | ||
Proxy Voting: | ||
10. Name of the proxy holder: | ||
11. Number of voting rights proxy holder will cease to hold: |
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12. Date on which proxy holder will cease to hold voting rights: |
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13. Additional information: |
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14. Contact name: | ||
15. Contact telephone number: | ||
Schedule A
As of 1 June 2015
AstraZeneca PLC
Number of Shares | Percent of Outstanding | |
The Capital Group Companies, Inc. (“CG”) holdings | 37,872,656 | 2.997% |
Holdings by CG Management Companies and Funds: | ||
Capital Guardian Trust Company | 5,512,014 | 0.436% |
Capital International Limited | 165,100 | 0.013% |
Capital International Sàrl | 154,992 | 0.012% |
Capital International, Inc. | 72,900 | 0.006% |
Capital Research and Management Company | 31,967,650 | 2.530% |