SimCorp A/S – Announcement of Managers’ Transactions
Announcement and public disclosure of transactions in SimCorp A/S shares by persons
discharging managerial responsibilities and persons closely associated with them
| 1. | Details of the person with managerial responsibilities/person closely associated | |
| a) | Name | Jesper Brandgaard |
| 2. | Reason for the notification | |
| a) | Position/status | Chairman of the Board |
| b) | Initial notification/Amendment | Initial notification |
| 3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
| a) | Name | SimCorp A/S |
| b) | LEI code | 5299000WVEJNSG42AK88 |
| 4. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
| a) | Description of the financial instrument, type of instrument Identification code | Shares DK0060495240 |
| b) | Nature of the transaction | Allotment of shares to Board of Directors in connection with the company’s Annual General Meeting held on March 29, 2017. The SimCorp shares will be transferred to the members after publication of the annual report for 2017. The directors must keep the shares for minimum one year after the transfer has taken place, provided, however, that they remain members of the Board of Directors of SimCorp A/S throughout this period. |
| c) | Price(s) | DKK 375,611 |
| Volume(s) | 905 shares | |
| d) | Aggregated information - Aggregated volume - Price | N/A |
| e) | Date of the transaction | 2017-03-29 |
| f) | Place of the transaction | Nasdaq Copenhagen (XCSE) |
| 1. | Details of the person with managerial responsibilities/person closely associated | |
| a) | Name | Peter Schütze |
| 2. | Reason for the notification | |
| a) | Position/status | Vice-chairman of the Board |
| b) | Initial notification/Amendment | Initial notification |
| 3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
| a) | Name | SimCorp A/S |
| b) | LEI code | 5299000WVEJNSG42AK88 |
| 4. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
| a) | Description of the financial instrument, type of instrument Identification code | Shares DK0060495240 |
| b) | Nature of the transaction | Allotment of shares to Board of Directors in connection with the company’s Annual General Meeting held on March 29, 2017. The SimCorp shares will be transferred to the members after publication of the annual report for 2017. The directors must keep the shares for minimum one year after the transfer has taken place, provided, however, that they remain members of the Board of Directors of SimCorp A/S throughout this period. |
| c) | Price(s) | DKK 222,046 |
| Volume(s) | 535 shares | |
| d) | Aggregated information - Aggregated volume - Price | N/A |
| e) | Date of the transaction | 2017-03-29 |
| f) | Place of the transaction | Nasdaq Copenhagen (XCSE) |
| 1. | Details of the person with managerial responsibilities/person closely associated | |
| a) | Name | Simon Jeffreys |
| 2. | Reason for the notification | |
| a) | Position/status | Board member/Chairman audit committee |
| b) | Initial notification/Amendment | Initial notification |
| 3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
| a) | Name | SimCorp A/S |
| b) | LEI code | 5299000WVEJNSG42AK88 |
| 4. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
| a) | Description of the financial instrument, type of instrument Identification code | Shares DK0060495240 |
| b) | Nature of the transaction | Allotment of shares to Board of Directors in connection with the company’s Annual General Meeting held on March 29, 2017. The SimCorp shares will be transferred to the members after publication of the annual report for 2017. The directors must keep the shares for minimum one year after the transfer has taken place, provided, however, that they remain members of the Board of Directors of SimCorp A/S throughout this period. |
| c) | Price(s) | DKK 205,030 |
| Volume(s) | 494 shares | |
| d) | Aggregated information - Aggregated volume - Price | N/A |
| e) | Date of the transaction | 2017-03-29 |
| f) | Place of the transaction | Nasdaq Copenhagen (XCSE) |
| 1. | Details of the person with managerial responsibilities/person closely associated | |
| a) | Name | Patrice McDonald |
| 2. | Reason for the notification | |
| a) | Position/status | Board and audit committe member |
| b) | Initial notification/Amendment | Initial notification |
| 3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
| a) | Name | SimCorp A/S |
| b) | LEI code | 5299000WVEJNSG42AK88 |
| 4. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
| a) | Description of the financial instrument, type of instrument Identification code | Shares DK0060495240 |
| b) | Nature of the transaction | Allotment of shares to Board of Directors in connection with the company’s Annual General Meeting held on March 29, 2017. The SimCorp shares will be transferred to the members after publication of the annual report for 2017. The directors must keep the shares for minimum one year after the transfer has taken place, provided, however, that they remain members of the Board of Directors of SimCorp A/S throughout this period. |
| c) | Price(s) | DKK 170,581 |
| Volume(s) | 411 shares | |
| d) | Aggregated information - Aggregated volume - Price | N/A |
| e) | Date of the transaction | 2017-03-29 |
| f) | Place of the transaction | Nasdaq Copenhagen (XCSE) |
| 1. | Details of the person with managerial responsibilities/person closely associated | |
| a) | Name | Hervé Couturier |
| 2. | Reason for the notification | |
| a) | Position/status | Board member |
| b) | Initial notification/Amendment | Initial notification |
| 3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
| a) | Name | SimCorp A/S |
| b) | LEI code | 5299000WVEJNSG42AK88 |
| 4. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
| a) | Description of the financial instrument, type of instrument Identification code | Shares DK0060495240 |
| b) | Nature of the transaction | Allotment of shares to Board of Directors in connection with the company’s Annual General Meeting held on March 29, 2017. The SimCorp shares will be transferred to the members after publication of the annual report for 2017. The directors must keep the shares for minimum one year after the transfer has taken place, provided, however, that they remain members of the Board of Directors of SimCorp A/S throughout this period. |
| c) | Price(s) | DKK 153,565 |
| Volume(s) | 370 shares | |
| d) | Aggregated information - Aggregated volume - Price | N/A |
| e) | Date of the transaction | 2017-03-29 |
| f) | Place of the transaction | Nasdaq Copenhagen (XCSE) |
| 1. | Details of the person with managerial responsibilities/person closely associated | |
| a) | Name | Adam Warby |
| 2. | Reason for the notification | |
| a) | Position/status | Board member |
| b) | Initial notification/Amendment | Initial notification |
| 3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
| a) | Name | SimCorp A/S |
| b) | LEI code | 5299000WVEJNSG42AK88 |
| 4. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
| a) | Description of the financial instrument, type of instrument Identification code | Shares DK0060495240 |
| b) | Nature of the transaction | Allotment of shares to Board of Directors in connection with the company’s Annual General Meeting held on March 29, 2017. The SimCorp shares will be transferred to the members after publication of the annual report for 2017. The directors must keep the shares for minimum one year after the transfer has taken place, provided, however, that they remain members of the Board of Directors of SimCorp A/S throughout this period. |
| c) | Price(s) | DKK 136,548 |
| Volume(s) | 329 shares | |
| d) | Aggregated information - Aggregated volume - Price | N/A |
| e) | Date of the transaction | 2017-03-29 |
| f) | Place of the transaction | Nasdaq Copenhagen (XCSE) |
| 1. | Details of the person with managerial responsibilities/person closely associated | |
| a) | Name | Else Braathen |
| 2. | Reason for the notification | |
| a) | Position/status | Board and audit committee member |
| b) | Initial notification/Amendment | Initial notification |
| 3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
| a) | Name | SimCorp A/S |
| b) | LEI code | 5299000WVEJNSG42AK88 |
| 4. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
| a) | Description of the financial instrument, type of instrument Identification code | Shares DK0060495240 |
| b) | Nature of the transaction | Allotment of shares to Board of Directors in connection with the company’s Annual General Meeting held on March 29, 2017. The SimCorp shares will be transferred to the members after publication of the annual report for 2017. The directors must keep the shares for minimum one year after the transfer has taken place, provided, however, that they remain members of the Board of Directors of SimCorp A/S throughout this period. |
| c) | Price(s) | DKK 170,581 |
| Volume(s) | 411 shares | |
| d) | Aggregated information - Aggregated volume - Price | N/A |
| e) | Date of the transaction | 2017-03-29 |
| f) | Place of the transaction | Nasdaq Copenhagen (XCSE) |
| 1. | Details of the person with managerial responsibilities/person closely associated | |
| a) | Name | Ulrik Elstrup Hansen |
| 2. | Reason for the notification | |
| a) | Position/status | Board member |
| b) | Initial notification/Amendment | Initial notification |
| 3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
| a) | Name | SimCorp A/S |
| b) | LEI code | 5299000WVEJNSG42AK88 |
| 4. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
| a) | Description of the financial instrument, type of instrument Identification code | Shares DK0060495240 |
| b) | Nature of the transaction | Allotment of shares to Board of Directors in connection with the company’s Annual General Meeting held on March 29, 2017. The SimCorp shares will be transferred to the members after publication of the annual report for 2017. The directors must keep the shares for minimum one year after the transfer has taken place, provided, however, that they remain members of the Board of Directors of SimCorp A/S throughout this period. |
| c) | Price(s) | DKK 136,548 |
| Volume(s) | 329 shares | |
| d) | Aggregated information - Aggregated volume - Price | N/A |
| e) | Date of the transaction | 2017-03-29 |
| f) | Place of the transaction | Nasdaq Copenhagen (XCSE) |
| 1. | Details of the person with managerial responsibilities/person closely associated | |
| a) | Name | Vera Bergforth |
| 2. | Reason for the notification | |
| a) | Position/status | Board member |
| b) | Initial notification/Amendment | Initial notification |
| 3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
| a) | Name | SimCorp A/S |
| b) | LEI code | 5299000WVEJNSG42AK88 |
| 4. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
| a) | Description of the financial instrument, type of instrument Identification code | Shares DK0060495240 |
| b) | Nature of the transaction | Allotment of shares to Board of Directors in connection with the company’s Annual General Meeting held on March 29, 2017. The SimCorp shares will be transferred to the members after publication of the annual report for 2017. The directors must keep the shares for minimum one year after the transfer has taken place, provided, however, that they remain members of the Board of Directors of SimCorp A/S throughout this period. |
| c) | Price(s) | DKK 153,565 |
| Volume(s) | 370 shares | |
| d) | Aggregated information - Aggregated volume - Price | N/A |
| e) | Date of the transaction | 2017-03-29 |
| f) | Place of the transaction | Nasdaq Copenhagen (XCSE) |
| 1. | Details of the person with managerial responsibilities/person closely associated | |
| a) | Name | Klaus Holse |
| 2. | Reason for the notification | |
| a) | Position/status | Chief Executive Officer |
| b) | Initial notification/Amendment | Initial notification |
| 3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
| a) | Name | SimCorp A/S |
| b) | LEI code | 5299000WVEJNSG42AK88 |
| 4. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
| a) | Description of the financial instrument, type of instrument Identification code | Shares DK0060495240 |
| b) | Nature of the transaction | Award of restricted stock units as part of the Long Term Incentive Program as described in the company’s Remuneration Guidelines approved on March 29, 2017. |
| c) | Price(s) | DKK 4,176,132 |
| Volume(s) | 10,062 shares | |
| d) | Aggregated information - Aggregated volume - Price | N/A |
| e) | Date of the transaction | 2017-03-29 |
| f) | Place of the transaction | Nasdaq Copenhagen (XCSE) |
| 1. | Details of the person with managerial responsibilities/person closely associated | |
| a) | Name | Georg Hetrodt |
| 2. | Reason for the notification | |
| a) | Position/status | Chief Technology Officer |
| b) | Initial notification/Amendment | Initial notification |
| 3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
| a) | Name | SimCorp A/S |
| b) | LEI code | 5299000WVEJNSG42AK88 |
| 4. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
| a) | Description of the financial instrument, type of instrument Identification code | Shares DK0060495240 |
| b) | Nature of the transaction | Award of restricted stock units as part of the Long Term Incentive Program as described in the company’s Remuneration Guidelines approved on March 29, 2017. |
| c) | Price(s) | DKK 1,759,355 |
| Volume(s) | 4,239 shares | |
| d) | Aggregated information - Aggregated volume - Price | N/A |
| e) | Date of the transaction | 2017-03-29 |
| f) | Place of the transaction | Nasdaq Copenhagen (XCSE) |
March 30, 2017
Contact:
Questions regarding this announcement may be addressed to Martin Schak Møller, General Counsel, SimCorp A/S, telephone +45 3544 8800.